Municipal Securities Rulemaking Board

Results: 1131



#Item
151U.S. Securities and Exchange Commission / Business / Financial Industry Regulatory Authority / Financial economics / Financial adviser / Economy of the United States / Self-regulatory organizations / Municipal Securities Rulemaking Board / Finance

Microsoft Word - MSRB G-44 SEC Letter

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Source URL: www.sec.gov

Language: English - Date: 2014-08-19 10:42:48
152Municipal bond / Economics / Bond / Municipal Securities Rulemaking Board / Yield / Credit rating agency / Financial market / Financial economics / Finance / Government bonds / Local government in the United States / Government debt

Public Finance Issues Snapshot: Muni Bond Market National Association of Regional Councils September 2014 – Des Moines Susan Gaffney

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Source URL: narc.org

Language: English - Date: 2014-10-16 10:24:42
153Municipal Securities Rulemaking Board / Law / Corporate governance / Regulatory compliance / Business / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Chief compliance officer / Self-regulatory organizations / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 23, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Gra

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Source URL: www.sec.gov

Language: English - Date: 2014-10-24 08:58:19
154Corporate crime / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Financial audit / Finance / Auditing / Business / Corporate governance

VOL. 9, NO.3 A NEWSLETTEij.OF THE NATIONAL FEDERATION OF MUNICIPAL ANALYSTS OCTOBER 1999

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Source URL: www.nfma.org

Language: English - Date: 2012-04-04 12:32:57
155Financial system / Financial Industry Regulatory Authority / Finance / Municipal Securities Rulemaking Board / Broker-dealer / Selling away / Self-regulatory organizations / United States securities law / Financial economics

Securities Industry Continuing Education Program Firm Element Advisory – Fall 2014 Introduction The Securities Industry/Regulatory Council on Continuing Education (Council) publishes the Firm Element Advisory (FEA) sem

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Source URL: www.cecouncil.com

Language: English - Date: 2014-10-09 13:52:03
156Financial markets / United States securities law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / U.S. Securities and Exchange Commission / Municipal bond / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-03 12:59:38
157Government / Finance / New Deal agencies / Municipal Securities Rulemaking Board / Federal Reserve System / Security / Federal Deposit Insurance Corporation / Office of the Comptroller of the Currency / Deposit insurance / Financial regulation / Self-regulatory organizations / United States securities law

Board of Governors of the Federal Reserve System OMB No[removed]Expires April 30, 2010 Federal Deposit Insurance Corporation OMB No[removed]Expires December 31, 2011 Office of the Comptroller of the Currency OMB No

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Source URL: www.fdic.gov

Language: English - Date: 2011-07-01 11:52:03
158Bond / Security / Municipal bond / Economics / Financial economics / Municipal Securities Rulemaking Board / Government bonds / Local government in the United States

July 30, 2012 Mr. Ronald W. Smith Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street

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Source URL: www.nfma.org

Language: English - Date: 2012-07-30 12:39:25
159Financial markets / United States securities law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / U.S. Securities and Exchange Commission / Municipal bond / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-03 13:02:10
160Self-regulatory organizations / United States securities law / Stock market / Financial markets / Municipal Securities Rulemaking Board / Bonds / Financial Industry Regulatory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

-IIIMSRB Municipal Securities Rulemaking Board November 21, 2014 Secretary

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Source URL: www.sec.gov

Language: English - Date: 2014-11-24 11:23:28
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